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Changes to the CONSOB Regulation on Financial Intermediaries in order to implement some EU Directives within the CMRP (Capital Markets Recovery Package) framework and in relation to sustainability, third countries, knowledge and competence, Italian investment firms.

I         The changes introduced by the CONSOB Resolution no. 22430 of July 28, 2022 (the “Resolution”) to the CONSOB Regulation on Intermediaries – Overview By means of the Resolution, CONSOB amended and/or integrated its Regulation on Intermediaries no. 20307 of 15...

New disclosure requirements concerning the characteristics of sustainability of the collective investment schemes – if any- in connection with the filing of KIIDs and prospectuses with CONSOB

Italian Regulatory Update[1]                                     Issue 2021 03 Date:            February 22, 2021 I         Summary CONSOB have updated the Procedure Manual for the retail deposits (“DEPROF”) of sales documents such as KIIDs, prospectuses and Italian...